Whether you are in the financial services industry and suspect you are a target of an SEC or FINRA investigation, or you have been accused of engaging in federal securities fraud, it is essential that you speak with an experienced investment fraud lawyer as soon as possible. If your attorney is retained early enough in the process, there may be an opportunity to steer the investigation in a more favorable direction. If you have suffered investment losses as a result of alleged securities fraud, an experienced securities fraud lawyer can help you pursue recovery of the monetary damages to which you are entitled.

Securities Fraud Occurs When Investing and Trading Laws are Violated

Investment professionals are trusted to keep their customers’ hard-earned money safe, but securities fraud continues to erode confidence in the financial markets, often resulting in significant investment losses for defrauded investors. Securities fraud can take many forms, including fraudulent manipulation of the financial market, insider trading and false statements made to investors. A Brooklyn investment fraud lawyer from our firm can advise you about your options for pursuing recovery of investment losses in connection with securities fraud and other types of misconduct.

Our firm has a track record of representing individuals and companies under SEC and criminal investigation for alleged securities and investment fraud, as well as those who have been convicted of such crimes. We have represented a broad range of individuals involved in the financial services industry, from brokers and other financial professionals to company owners and executives. We have also successfully represented victims of securities fraud in connection with alleged insider trading, the sale of unregistered shares and other violations of federal law.